Author(s)

Fangyuan Cai ¹

Affiliation(s)

¹ China Galaxy Securities Co. Ltd., Beijing, China

Corresponding Author

Fangyuan Cai

ABSTRACT

The evolution of China's financial supervision system has consistently been a focal point in both academic and practical domains. This study conducts a comprehensive study of the historical progression of China's financial supervision system and delves into the correlation between its mode transitions and risk control strategies. Firstly, it discerns a shift in China's financial supervision system from simplicity to complexity and from singularity to multiplicity. Secondly, this study underscores the significant role of reinforcing capital supervision and risk management. Further research reveals that market transparency and information disclosure significantly influence risk control. The enhancement of information disclosure requirements and the improvement of market transparency contribute to mitigating information asymmetry, enhancing investors' risk awareness, and fostering the sound operation of financial markets. Lastly, international coordination and cooperation emerge as prevailing trends in China's financial supervision. Confronting the global financial market, China has intensified collaboration with regulatory agencies of other nations to collectively address cross-border financial risks, thereby advancing the continual enhancement of international financial governance. This study serves as a valuable reference for deepening comprehension of the evolution of financial supervision and risk control in China, as well as formulating more effective supervisory policies.

KEYWORDS

Risk Control; Financial Supervision; Evolution Mode

CITE THIS PAPER

Fangyuan Cai, Research on the Evolution Mode and Risk Control of Financial Supervision System. Information Systems and Economics (2024) Vol. 5: 67-73. DOI: http://dx.doi.org/10.23977/infse.2024.050109.

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