Author(s)

Chenhui Zhang

Corresponding Author

Chenhui Zhang

ABSTRACT

Under the background that the comprehensive management ability of domestic and foreign securities companies is constantly strengthened, the securities companies attach great importance to the control effect of operational risk, and put a lot of energy into the research and optimization of operational risk management. The ultimate purpose of strict management of operational risk is to ensure that the possible disadvantages and loopholes of the securities companies are gradually reduced in the process of implementing various business processes, so as to prevent the securities companies from having problems such as reputation damage and economic loss. Therefore, this paper makes a detailed analysis of the effective management measures for the operational risk of securities companies, and lays a solid foundation for further improving the comprehensive management efficiency of securities companies in China.

KEYWORDS

Securities company, Operational risk, Management measures